UPDATE:
Legislative amends in June 2024 mean changes to how hygienists and therapists can supply and administer prescription only medicines.
Read more here.
In the last few months, we have received many calls about hygienists and therapists treating patients under direct access. Some of the confusion has been sparked by the recent guidance issued by NHS England.
However, these concerns are not just about providing NHS treatment in England. Here we cover some of the main issues that we've helped members navigate, which we hope helps to clear up some of the confusion surrounding them.
Scope of practice for overseas dentists
One area that can cause confusion is the scope of practice of an overseas qualified dentist who has been registered with the GDC as a therapist.
If someone is registered as a therapist, they must restrict the treatment they provide to that of a therapist - they are not allowed to provide any care or advice about other treatments they might have been trained to perform. As with any other hygienist or therapist, it's vital to be clear with patients about the care and advice you can and cannot provide.
Some dentists might choose to limit their scope of practice to that of a hygienist or therapist. This can be done, but if you're registered with the GDC as a dentist you mustn't call yourself a hygienist or therapist, and you won't be able to provide NHS care under direct access as a hygienist or therapist. As a registered dentist, you will only be able to provide NHS treatment under direct access if you are on the Performers List.
The NHS regulations
For many years it was widely accepted that the NHS regulations didn't allow dental hygienists and therapists to provide a course of NHS treatment under direct access, as the only person who could open a course of treatment was a dentist who had an active performer number.
NHS England has informed the profession that they have obtained legal advice, but there has been no change to the regulations - so we recommend that before any hygienist or therapist starts providing NHS care under direct access, the practice carries out a careful risk assessment.
Making an NHS claim for treatment
If a dental care professional completes a full course of NHS treatment in England, they can submit a claim using their own personal number. Where the course of treatment is carried out on a shared basis with a dentist, the claim should be submitted with a dentists' performer number and the DCP's GDC number (even where the latter has their own personal number).
There's more detailed guidance for providers, clinicians and commissioners on the NHS Business Services Authority's website, under 'Information for Dental Care Professionals (DCPs)'.
Because they can't be on the Performers list, dental hygienists and therapists have no contractual relationship with the NHS, and are therefore outside the NHS disciplinary process as well as outside the NHS procedures for breach of the GDS contract.
This means that NHS England could only take action against the performer who has allowed their number to be used on any claim, or the contract provider. Accordingly, the performer under whose number the claim is made, plus the provider as the contract holder, should be aware that they are accepting responsibility under the NHS regulations for the course of treatment.
Mixing NHS and private care
In many dental practices, NHS patients are offered hygiene treatment under the NHS with a dentist, or privately with a dental hygienist or therapist as an alternative. If a dental hygienist or therapist undertakes the whole course of NHS treatment, they will also need to provide any necessary hygiene treatment under the NHS.
Both the NHS and GDC disapprove of any misleading advice to patients over the availability and quality of NHS treatment, so are likely to take disciplinary action if it comes to their attention that a patient has been misinformed about the availability of NHS care.
Direct access
A dental therapist providing the whole course of treatment will, by definition, be seeing the patient under direct access arrangements. It's a condition of the GDC's direct access guidance that a dental hygienist or therapist treating patients who need care beyond their scope of practice or competence must have an established pathway to refer those patients to a dentist.
Any practice providing direct access care will need to make sure there is enough dentist capacity to ensure these referrals are seen quickly enough for the course of NHS treatment to be completed within a reasonable period. This might be particularly relevant when there is a lack of access to NHS care from a dentist.
The responsibilities of the dental hygienist or therapist
Whatever a practice owner's assessment of a dental hygienist's or therapist's competence and confidence to undertake their full scope of practice, the hygienist or therapist is also under a GDC obligation to self-assess, and not to undertake any work they consider to be outside their training, competence, and their own level of confidence.
When the GDC issued its initial guidance on direct access treatment, it made it very clear that DCPs should never be forced to provide direct access care.
Giving information to patients
It's important to provide patients with full information before and at the time of booking a direct access appointment, so they know who they are seeing and the possible limitations of direct access. There should be clear and consistent communication across the whole practice team to try and prevent any confusion arising.
Prescription only medicines (POMs)
Dentists are currently the only members of the dental team legally allowed to prescribe POMs, which include local anaesthetics and high concentration fluoride preparations.
A dental hygienist or therapist can only administer either a local anaesthetic or a high concentration fluoride preparation under a patient specific direction (PSD), written by a dentist and usually recorded in the clinical notes, or under a patient group direction (PGD).
If a practice already has a PGD in place, it might not be valid for NHS care. There's more advice on PGDs on our main website, as well as from NICE.
It's a condition of the GDC's direct access guidance that a dental hygienist or therapist treating patients who need care beyond their scope of practice or competence must have an established pathway to refer those patients to a dentist.
Referrals
A dental hygienist or therapist working under direct access should be able to make a direct referral to secondary care, when they are confident of their provisional diagnosis and the need for a referral to secondary care. If on the other hand they are unsure of how the patient should be managed, because the patient's condition is outside their scope or competence, they should use their established referral pathway to a dentist, who can then refer onwards if appropriate.
Indemnity
Under an NHS contract, the provider agrees to take responsibility for delivering it, including the quality of care delivered to fulfil their contractual obligations. DDU practice principal and practice owner members can access indemnity for claims based on the non-delegable duty of care and vicarious liability. You can find out more on page eight of the DDU member guide.
DDU hygienist and therapist members have access to indemnity for all the work set out in the GDC's scope of practice for their registrant group, together with any other work specifically approved by the GDC, either on referral of under direct access.
We simply ask that members tell us if they are working under direct access (whether privately or via the NHS) so that we have accurate details of their work circumstances - but we don't charge any extra for this.
This article was updated in May 2024 to reflect changes to how dental care professionals (DCPs) submit FP17 claims when completing full courses of treatment.
Rupert Hoppenbrouwers
Senior dento-legal adviser
Rupert Hoppenbrouwers
Senior dento-legal adviser
Rupert Hoppenbrouwers (BDS LDSRCS) was head of the DDU until his retirement at the end of 2015. He is a former general dental practitioner and was director of the School of Dental Hygiene at University College Hospital, London, from 1980 to 1986. He has lectured and written widely on risk management and dento-legal matters, has previously chaired the UK Dental Law and Ethics Forum, and has a particular interest in complex ethical and legal issues affecting dental members.
See more by Rupert Hoppenbrouwers